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TERMS
OF BUSINESS (MORTGAGES)
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| 1. |
Charcol
Limited, trading as Charcol, are able to offer a mortgage intermediary
service which is provided by its Mortgage Consultants the "service").
These Terms of Business set out the terms which apply to this service.
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| 2. |
In
these Terms of Business references to "we", "us" and
"our" mean Charcol Limited as providers of this service. References
to "you" and "your" means you as the recipient of
this service.
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Charcol and the Mortgage Code |
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| 3. |
We
subscribe to The Mortgage Code. The Mortgage Code sets standards for lenders
and intermediaries to follow when dealing with borrowers. We are registered
with the Mortgage Code Compliance Board and our registration number is
4834829.
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| 4. |
A
copy of the Council of Mortgage Lenders leaflet 'You and Your Mortgage'
has been provided. This leaflet summarises the Code and what you can expect
from us. Full details of the Mortgage Code are available from any branch
of Charcol, or by writing to The Mortgage Code Compliance Officer, Charcol,
21-27 Lambs Conduit Street, London, WC1N 3BD.
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| 5. |
During
your interview we will provide you with a copy of 'Charcol's Guide to
Buying Your Home'. We recommend that you read this brochure as it contains
important information about taking out a mortgage.
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Our status under the Code |
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| 6. |
We
act as a mortgage intermediary and are not tied to any lender. We will
act independently for your benefit.
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Range of mortgage products available |
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| 7. |
As
an independent mortgage advisor we can scour the open market to find the
most suitable mortgage product for our clients' needs. We are also able
to offer a range of exclusive products that are available only to our
group companies and a range of shared exclusive products that are available
to our group companies and at least one other mortgage broker.
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Levels of service |
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| 8. |
Under
the terms of the Mortgage Code, there are three levels of service which
may be provided these are:
a) Advice and a recommendation as to which mortgage is most suitable to you. b) Information on a range of mortgage products so you can make an informed choice of which to take. c) Information on a single product only, if you have already made up your mind or there is only one mortgage product available. |
| 9. |
Charcol
will mostly provide the following level of service:
a) Advice and a recommendation service. Once we understand your requirements we will recommend the product we feel is most suitable for your needs, preferences and personal circumstances. We shall confirm our recommendations to you in writing. This is the highest level of service available and one that we strongly recommend that you take. We may also provide the information on a single product level of service (level c), at your request. Before you take out a mortgage through us we will confirm, in writing, the level of service given. |
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Illustrations |
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| 10. |
We
will provide you with a written illustration which details information
about the product to be purchased. It is important that you fully understand
this illustration, and we will take time during the interview to go through
it with you.
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Remuneration |
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| 11. |
Any
fee, or marketing allowance paid to us by a lender in return for placing
a mortgage with them, will be confirmed to you in writing.
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Fees and other charges |
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| 12. |
We
may charge you a fee for arranging mortgage finance in accordance with
the separate fee agreement which forms part of these terms of business.
Should we do so, we will agree the fee before we carry out any chargeable
work. A fee of £75 will be payable to us at application on all exclusive
and shared exclusive products which may be refunded if the application
does not proceed.
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Protecting your mortgage |
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| 13. |
Charcol
Mortgage Consultants are not authorised to provide advice on investment
based financial products. However, they are able to offer independent
advice on protection products including term assurance for critical illness
and life cover. The advice will be restricted to the amount of protection
to cover your mortgage loan. Charcol Mortgage Consultants are also able
to offer independent advice on income protection products.
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| 14. |
If
you require a full financial review this will be carried out with one
of our Independent Financial Advisers (Consultants) who are authorised
by the Financial Services Authority. You will be provided with our Terms
of Business (Financial Planning) which apply to our financial planning
service.
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| 15 |
Upon
your instructions, we will gladly arrange for you to receive either of
the above areas of advice. We do not charge a fee for our advice in relation
to protection products however, we may receive commission from the provider
of these products.
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Verifying Identity |
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| 16. |
We
are required to verify your personal identity and address in accordance
the Money Laundering Regulations. This will be required at the outset
of our dealings with you and no completion on a mortgage or policy will
take place until such verification has been obtained.
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| 17. |
All
correspondence may be sent by post to your last known address. We will
not be responsible for lost correspondence or any consequences that may
arise from any error or failure of the postal system. The Recorded Delivery
service will not normally be used.
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Complaints |
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| 18. |
Our aim is to provide you with a first class service. However, in the event that you are dissatisfied with the service you have received, then you can:
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| 19. |
If you feel that your complaint has not been resolved to your satisfaction then, depending on the nature of your complaint, you may refer your case to either:
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| 20. |
Further
information on our complaints procedure can be found in our internal complaints
brochure, which is available from any branch of Charcol or by contacting
our Customer Relations Department.
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Personal Information |
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| 21. |
We
will treat all your personal information as private and confidential (even
when you are no longer a customer), except where disclosure is made at
your request or with your consent or where we are required by law to disclose.
We will hold your details for a minimum of 6 years.
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| 22. |
You
have a right to apply for a copy of records relating to your transactions
with us (subject to a £10 fee). Should you wish to exercise this
right then please write to: The Data Protection Section, PO Box 88, Croft
Road, Crossflatts, Bingley, West Yorkshire, BD16 2UA.
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| 23. |
For
further details on our data protection policy please refer to the 'Confidential
Client Questionnaire'.
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YOUR
HOME IS AT RISK IF YOU DO NOT KEEP UP REPAYMENTS ON A MORTGAGE OR OTHER
LOAN SECURED ON IT.
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Lending
is subject to status and security will be required. Applicants must be
aged 18 or over. Life assurance may be required. Written quotations are
available upon request. A fee of £75 will be charged by Charcol
at application on all exclusive and shared exclusive products and may
be refunded if the application does not proceed. Charcol is a trading
name of Charcol Limited. Charcol is authorised and regulated by the Financial
Services Authority (FSA) and is a member of the General Insurance Standards
Council (GISC). Registered office: PO Box 88, Croft Road, Crossflatts,
Bingley, West Yorkshire, BD16 2UA. Registered in England no. 1157154.
FSA does not regulate mortgage advice, health and general insurance and
some forms of life cover.
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